HealthStream, Inc.
HEALTHSTREAM INC (Form: 3, Received: 02/26/2010 16:51:47)
FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Expires: February 28, 2011
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Sousa Michael

2. Date of Event Requiring Statement (MM/DD/YYYY)
2/23/2010 

3. Issuer Name and Ticker or Trading Symbol

HEALTHSTREAM INC [HSTM]

(Last)        (First)        (Middle)

209 10TH AVE. SOUTH, SUITE 450

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Senior Vice President /

(Street)

NASHVILLE, TN 37203       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   2725   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy)   11/1/2005   11/1/2012   Common Stock   8750   $2.03   D    
Employee Stock Option (right to buy)   11/1/2006   11/1/2012   Common Stock   8750   $2.03   D    
Employee Stock Option (right to buy)   11/1/2007   11/1/2012   Common Stock   8750   $2.03   D    
Employee Stock Option (right to buy)   11/1/2008   11/1/2012   Common Stock   8750   $2.03   D    
Employee Stock Option (right to buy)   2/25/2006   2/25/2013   Common Stock   1250   $3.18   D    
Employee Stock Option (right to buy)   2/25/2007   2/25/2013   Common Stock   1250   $3.18   D    
Employee Stock Option (right to buy)   2/25/2008   2/25/2013   Common Stock   1250   $3.18   D    
Employee Stock Option (right to buy)   2/25/2009   2/25/2013   Common Stock   1250   $3.18   D    
Employee Stock Option (right to buy)   2/9/2007   2/9/2014   Common Stock   5000   $2.75   D    
Employee Stock Option (right to buy)   2/9/2008   2/9/2014   Common Stock   5000   $2.75   D    
Employee Stock Option (right to buy)   2/9/2009   2/9/2014   Common Stock   5000   $2.75   D    
Employee Stock Option (right to buy)   2/9/2010   2/9/2014   Common Stock   5000   $2.75   D    
Employee Stock Option (right to buy)   3/7/2008   3/7/2015   Common Stock   4000   $3.75   D    
Employee Stock Option (right to buy)   3/7/2009   3/7/2015   Common Stock   4000   $3.75   D    
Employee Stock Option (right to buy)   3/7/2010   3/7/2015   Common Stock   4000   $3.75   D    
Employee Stock Option (right to buy)   3/7/2011   3/7/2015   Common Stock   4000   $3.75   D    
Employee Stock Option (right to buy)   4/4/2009   4/4/2016   Common Stock   1200   $2.80   D    
Employee Stock Option (right to buy)   4/4/2010   4/4/2016   Common Stock   2400   $2.80   D    
Employee Stock Option (right to buy)   4/4/2011   4/4/2016   Common Stock   3600   $2.80   D    
Employee Stock Option (right to buy)   4/4/2012   4/4/2016   Common Stock   4800   $2.80   D    
Employee Stock Option (right to buy)   2/12/2010   2/12/2017   Common Stock   1000   $2.01   D    
Employee Stock Option (right to buy)   2/12/2011   2/12/2017   Common Stock   2000   $2.01   D    
Employee Stock Option (right to buy)   2/12/2012   2/12/2017   Common Stock   3000   $2.01   D    
Employee Stock Option (right to buy)   2/12/2013   2/12/2017   Common Stock   4000   $2.01   D    
Employee Stock Option (right to buy)   2/11/2011   2/11/2018   Common Stock   5000   $3.58   D    
Employee Stock Option (right to buy)   2/11/2012   2/11/2018   Common Stock   10000   $3.58   D    
Employee Stock Option (right to buy)   2/11/2013   2/11/2018   Common Stock   15000   $3.58   D    
Employee Stock Option (right to buy)   2/11/2014   2/11/2018   Common Stock   20000   $3.58   D    

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Sousa Michael
209 10TH AVE. SOUTH
SUITE 450
NASHVILLE, TN 37203


Senior Vice President

Signatures
Michael Sousa 2/26/2010
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

LIMITED POWER OF ATTORNEY

KNOW ALL MEN BY THESE PRESENTS, that Michael Sousa has made, constituted and appointed, and by these presents does make, constitute and appoint Gerard Hayden or Scott Roberts as its true and lawful attorney-in-fact, for its and in its name, place and stead, and for its use and benefit, to do all things and to execute all documents necessary to ensure compliance with Section 16 reporting requirements associated with my relationship with HealthStream, Inc.

It is my intention by this instrument to grant unto said attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever to accomplish the foregoing grant of power as shall be necessary to be done on my behalf as fully to all intents and purposes as I might or could do if I was present in person.

This power of attorney may be revoked by the undersigned only by specific revocation endorsed or written hereon, and until such revocation be endorsed or written hereon, all persons may rely upon this power of attorney as being in full force and effect.

IN WITNESS WHEREOF, I have hereunto set my hand, the 9th day of February, 2010.

/s/ Michael Sousa